Documents Library

In our library you can find all of the documents needed to invest in the Symons Institutional Funds. Please read our prospectus before investing. All of these documents are in Adobe Acrobat PDF format. You must have Acrobat Reader to view these documents.

Prospectus and Disclosures

Symons Value Institutional Fund (SAVIX) and Symons Concentrated Small Cap Value Institutional Fund (SCSVX) (Dated March 30, 2017)
These are our current prospectuses. Please read it before investing.

Symons Statement of Additional Information
This Statement of Additional Information (SAI) is not a prospectus . It should be read in conjunction with each Prospectus of the Symons Funds.
Symons Value Institutional Fund SAI and Symons Concentrated Small Cap Value Institutional Fund SAI

2016 Capital Gains Update
Information on 2016 capital gains and income distributions on 12/28/2016 payable date for clients of record as of 12/27/2016.

Symons Annual Report (Dated November 30, 2016)

Symons Semi-Annual Report (Dated May 31, 2016)

Symons Value Institutional Fund and Symons Concentrated Small Cap Value Institutional Fund XBRL (Zip File) (Dated March 30, 2017, updated June 16, 2017)
XBRL is a regulatory filing required by the SEC. The current file format is not in a readable format.
Follow these steps to view the XBRL file:

  1. Right click on the XBRL file and select “Save target as” or “Save link as” or “Download Linked File As.”
  2. Select the location on your computer you wish to save the file and click “save.”
  3. Access the SEC’s viewer for XBRL files by clicking here.
  4. Follow the directions on the SEC’s site to process the XBRL file for viewing.

Symons Financial Disclosure Form
Unified Financial Securities, LLC. Financial Disclosure for Traditional Individual Retirement Account, Simplified Employee Pension IRA, Simple Individual Retirement Account, Coverdell Education Savings Account, and Roth Individual Retirement Account.

Symons Traditional IRA Disclosure
Unified Financial Securities, LLC. Custodial Disclosure for Traditional IRA Account.

Symons Roth IRA Disclosure
Unified Financial Securities, LLC. Custodial Disclosure for Roth IRA Account.

Common Application Forms

Symons General Application
As an investor, you are responsible for selecting a form of ownership that complies with the laws of your state of residence. Consult your financial advisor or an attorney if you need assistance.

Symons ROTH IRA Application
Use this ROTH IRA Application to open a ROTH IRA.

Symons Traditional-SEP IRA Application
Use this TRADITIONAL/SEP IRA Application to open a TRADITIONAL or SEP IRA.

Common Rollovers, Distributions, Transfers and Change Forms

Symons IRA Transfer Form
The IRA Transfer Request Form is used to facilitate the transfer of assets between two IRAs. This form may be used to transfer Traditional, Roth, SEP, or SIMPLE IRA assets from one IRA Trustee/Custodian/Issuer to another. This form should not be used to facilitate a rollover of assets from an employer-sponsored qualified plan or to convert Traditional, SEP or SIMPLE IRA assets to a Roth IRA. If you have any questions regarding this form, please call Shareholder Services at 877-6-SYMONS (877-679-6667). Note: Please complete a New Account Agreement if you do not already have an account established.

Symons Fund IRA Change of Beneficiary Form

This form is used to change the beneficiaries for Traditional, Roth, SEP and SIMPLE IRAs.

Symons TOD Form
Use this Transfer On Death Registration Form to name a beneficiary on your account. If you have any questions regarding this form, please call Shareholder Services at 877-6-SYMONS (877-679-6667).

Symons Gift Transfer Form
Use this form to give shares of your mutual fund account as a gift to an individual or a charity.

Symons General Account Transfer Form

Feel free to call toll-free 877-6-SYMONS

(877-679-6667) if you have additional questions.

Mailing Address

U.S. Mail
Symons Institutional Funds

c/o Ultimus Fund Solutions, LLC
P.O. Box 46707
Cincinnati, OH 45246